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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_b632d473-d90c-4206-880d-54d5e9d0a2ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: Ottewell David A. (VP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock $1.60 par value | S | 227 | $58.2588 | Disposed | 6581 | Direct |
| 2012-03-02 | Common Stock $1.60 par value | A | 2334 | — | Acquired | 8915 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $1.60 par value | 1240 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of February 29, 2012 the reporting person held 1,240 shares of Newmont Mining common stock in his 401(k) Plan.