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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_f9af7b6e-9d6b-4728-b427-b5eda934e8e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: MacGowan William N (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | A | 9643 | — | Acquired | 22907 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 570 | $58.2234 | Disposed | 22337 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 3474 | $58.2309 | Disposed | 18863 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 6699 | — | Acquired | 25562 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | S | 703 | $58.3088 | Disposed | 24859 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 516 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $57.87 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $57.8025 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 29, 2012, the reporting person held 516 shares of Newmont Mining common stock in his 401(k) Plan.