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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_1dab2d01-d4f3-4865-95e4-b86b359b1bc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: Hill Brian A (EVP, External Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | A | 13727 | — | Acquired | 60125 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 3265 | $58.1412 | Disposed | 56860 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 5828 | $58.1556 | Disposed | 51032 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 13027 | — | Acquired | 64059 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | S | 1369 | $58.2428 | Disposed | 62690 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 532 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $57.8025 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $57.79 to $58.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 29, 2012, the reporting person held 532 shares of Newmont Mining common stock in his 401(k) Plan.