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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 1, 2012
29882_dirs_2012-03-01_2f6f5816-4362-493a-800b-d4ccc9a9aa96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-02-28
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-28 | Common Stock, $1.60 par value | S | 13 | $60.29 | Disposed | 43988 | Direct |
| 2012-02-28 | Common Stock, $1.60 par value | S | 1324 | $61.5505 | Disposed | 42664 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 1856 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $61.53 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of February 29, 2012, the reporting person held 1,856 shares of Newmont Mining common stock in his 401(k) Plan.