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NEWMONT Corp /DE/ — Director's Dealing 2012
Nov 8, 2012
29882_dirs_2012-11-08_005007dd-fc0c-4a51-84ba-06d7db6938cf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-11-02
Reporting Person: Howson Christopher S (Vice President and Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 6455 | Direct |
| Common Stock, $1.60 par value | 849 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $56.025 | 2021-08-02 | Common Stock (5232) | Direct |
Footnotes
F1: Includes 6,054 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units vest in three equal installments beginning the first anniversary of the date of grant. The restricted stock units held by the Reporting Person will vest as follows: 581 units on August 2, 2013 and 2014; 306 units on March 2, 2013, 2014 and 2015; 1,324 units on May 1, 2013, 2014 and 2015.
F2: As of October 31, 2012 the Reporting Person held 849 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installments will vest on August 2, 2013 and 2014.