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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_51839276-ee22-4376-94ab-9f6160b8dc6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: SANTA CRUZ CARLOS (SVP, South American Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | A | 5712 | — | Acquired | 49554 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 1403 | $58.2235 | Disposed | 48151 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 2476 | $58.2341 | Disposed | 45675 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 4594 | — | Acquired | 50269 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | S | 652 | $58.2662 | Disposed | 49617 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $58.13 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).