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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_c902d16a-b362-4608-b1f6-9b9a8477343f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: KERR THOMAS R. (SVP, North American Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | A | 5116 | — | Acquired | 18266 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 364 | $58.3086 | Disposed | 17902 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 1397 | $58.2306 | Disposed | 16505 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 4350 | — | Acquired | 20855 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | S | 389 | $58.3089 | Disposed | 20466 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 3731 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $58.13 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 29, 2012, the reporting person held 3,731 shares of Newmont Mining common stock in his 401(k) Plan.