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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_ea9a8e7a-3f92-4806-8543-af027c0ac142.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: Gutierrez David V (VP, Planning & Tax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | S | 598 | $58.305 | Disposed | 19287 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 4737 | — | Acquired | 24024 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 1474 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes fees.
F2: This transaction was executed in multiple trades at prices of $58.13 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: As of February 29, 2012, the reporting person held 1,474 shares of Newmont Mining common stock in his 401(k) Plan.