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NEWMONT Corp /DE/ — Director's Dealing 2012
Mar 5, 2012
29882_dirs_2012-03-05_ebfdeb66-3208-4d39-9631-b736f4b9c4bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-03-01
Reporting Person: OBRIEN RICHARD T (Director, Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock, $1.60 par value | A | 41422 | — | Acquired | 287275 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 7089 | $58.1172 | Disposed | 280186 | Direct |
| 2012-03-01 | Common Stock, $1.60 par value | S | 17560 | $58.2194 | Disposed | 262626 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | A | 31706 | — | Acquired | 294332 | Direct |
| 2012-03-02 | Common Stock, $1.60 par value | S | 3792 | $58.3094 | Disposed | 290540 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 1623 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $57.75 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $58.13 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 29, 2012, the reporting person held 1,623 shares of Newmont Mining common stock in his 401(k) Plan.