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NEWMONT Corp /DE/ Director's Dealing 2012

Sep 13, 2012

29882_dirs_2012-09-13_fb0736d6-5d9f-4110-925c-a6ddc2a3d7c4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2012-09-11

Reporting Person: Ottewell David A. (Vice President and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-11 Common Stock $1.60 par value M 3250 $45.16 Acquired 16801 Direct
2012-09-11 Common Stock $1.60 par value S 3250 $52.1663 Disposed 13551 Direct
2012-09-11 Common Stock $1.60 par value M 6000 $42.06 Acquired 19551 Direct
2012-09-11 Common Stock $1.60 par value S 6000 $52.0452 Disposed 13551 Direct
2012-09-11 Common Stock $1.60 par value M 9000 $44.49 Acquired 22551 Direct
2012-09-11 Common Stock $1.60 par value S 9000 $52.2391 Disposed 13551 Direct
2012-09-11 Common Stock $1.60 par value M 6498 $39.95 Acquired 20049 Direct
2012-09-11 Common Stock $1.60 par value S 6498 $52.1357 Disposed 13551 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-09-11 Stock Option (right to buy) $45.16 M 3250 Disposed 2015-10-26 Common Stock (3250) Direct
2012-09-11 Stock Option (right to buy) $42.06 M 6000 Disposed 2017-04-30 Common Stock (6000) Direct
2012-09-11 Stock Option (right to buy) $44.49 M 9000 Disposed 2018-04-28 Common Stock (9000) Direct
2012-09-11 Stock Option (right to buy) $39.95 M 6498 Disposed 2019-05-04 Common Stock (6498) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $1.60 par value 1432 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.

F6: The option vested in three equal annual installments beginning October 26, 2006.

F7: The option vested in three equal annual installments beginning April 30, 2008.

F8: The option vested in three equal annual installments beginning April 28, 2009.

F9: The option vested in three equal annual installments beginning May 4, 2010.