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NEWMONT Corp /DE/ — Director's Dealing 2011
Dec 14, 2011
29882_dirs_2011-12-14_06b4112c-782b-453e-8c8d-622d21a2099f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-12-05
Reporting Person: Gottesfeld Stephen P (VP General Counsel & Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 19977 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $49.725 | 2013-12-02 | Common Stock (3750) | Direct | |
| Stock Option (right to buy) | $45.74 | 2014-12-07 | Common Stock (5625) | Direct | |
| Stock Option (right to buy) | $45.16 | 2015-10-26 | Common Stock (3750) | Direct | |
| Stock Option (right to buy) | $57.71 | 2016-04-26 | Common Stock (8500) | Direct | |
| Stock Option (right to buy) | $42.06 | 2017-04-30 | Common Stock (14000) | Direct | |
| Stock Option (right to buy) | $44.49 | 2018-04-28 | Common Stock (15000) | Direct | |
| Stock Option (right to buy) | $39.95 | 2019-05-04 | Common Stock (15026) | Direct | |
| Stock Option (right to buy) | $55.675 | 2020-04-29 | Common Stock (10494) | Direct | |
| Stock Option (right to buy) | $58.685 | 2021-04-25 | Common Stock (13240) | Direct |
Footnotes
F1: Includes 9,754 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units vest in three equal installments beginning the first anniversary of the date of grant. The restricted stock units held by the Reporting Person will vest as follows: 1,740 units on February 23, 2012; 1,646 units on March 1, 2012 and 2013; 1,574 units on February 28, 2012, 2013 and 2014.
F2: As of November 30, 2011 the Reporting Person held 934 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: The stock options vested in two equal annual installments beginning the first anniversary of the grant date and are fully vested.
F4: The stock options vested in three equal annual installments beginning the first anniversary of the grant date and are fully vested.
F5: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installment will vest May 9, 2012.
F6: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installments will vest April 29, 2012 and 2013.
F7: The stock options vest in three equal annual installments beginning the first anniversary of the grant date on April 25, 2012, 2013 and 2014.