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NEWMONT Corp /DE/ — Director's Dealing 2011
Mar 3, 2011
29882_dirs_2011-03-03_538bffbc-8aa2-4ba1-ae03-0ee3be32df08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-03-01
Reporting Person: Engel E Randall (EVP, Strategic Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock, $1.60 par value | A | 5870 | — | Acquired | 43869 | Direct |
| 2011-03-01 | Common Stock, $1.60 par value | S | 2460 | $55.042 | Disposed | 41409 | Direct |
| 2011-03-01 | Common Stock, $1.60 par value | S | 2711 | $54.9481 | Disposed | 38698 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees.
F3: This transaction was executed in multiple trades at prices of $55.03 and $55.05. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $54.92 and $54.96. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 28, 2011 the reporting person held 3,177 shares of Newmont Mining common stock in his 401(k) Plan.