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NEWMONT Corp /DE/ — Director's Dealing 2011
Mar 10, 2011
29882_dirs_2011-03-10_b6a562aa-9396-4f79-8af5-bef7f4760319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-03-09
Reporting Person: Johnson Roger (Vice President & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock, $1.60 par value | M | 3750 | $40.43 | Acquired | 15285 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 3750 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 3750 | $45.74 | Acquired | 15285 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 3750 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 3750 | $38.05 | Acquired | 15285 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 3750 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 3750 | $45.16 | Acquired | 15285 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 3750 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 9000 | $42.06 | Acquired | 20535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 9000 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 9998 | $44.49 | Acquired | 21533 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 9998 | $52.95 | Disposed | 11535 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | M | 4100 | $39.95 | Acquired | 15635 | Direct |
| 2011-03-09 | Common Stock, $1.60 par value | S | 4100 | $52.95 | Disposed | 11535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | Employee Stock Option (right to buy) | $40.43 | M | 3750 | Disposed | 2014-04-27 | Common Stock (3750) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $45.74 | M | 3750 | Disposed | 2014-12-07 | Common Stock (3750) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $38.05 | M | 3750 | Disposed | 2015-04-27 | Common Stock (3750) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $45.16 | M | 3750 | Disposed | 2015-10-26 | Common Stock (3750) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $42.06 | M | 9000 | Disposed | 2017-04-30 | Common Stock (9000) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $44.49 | M | 9998 | Disposed | 2018-04-28 | Common Stock (9998) | Direct |
| 2011-03-09 | Employee Stock Option (right to buy) | $39.95 | M | 4100 | Disposed | 2019-05-04 | Common Stock (4100) | Direct |
Footnotes
F1: The options became exercisable in three equal annual installments beginning April 27, 2005.
F2: The options became exercisable in three equal annual installments beginning December 7, 2005.
F3: The options became exercisable in three equal annual installments beginning April 27, 2006.
F4: The options became exercisable in three equal annual installments beginning October 26, 2006.
F5: The options became exercisable in three equal annual installments beginning April 30, 2008.
F6: The options vest in three equal annual installments beginning April 28, 2009.
F7: The options vest in three equal annual installments beginning May 4, 2010.