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NEWMONT Corp /DE/ — Director's Dealing 2011
Mar 3, 2011
29882_dirs_2011-03-03_68f31d04-ad05-439b-89f1-0555d10c51c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-03-01
Reporting Person: Ball Russell David (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock, $1.60 par value | A | 6085 | — | Acquired | 49789 | Direct |
| 2011-03-01 | Common Stock, $1.60 par value | S | 2555 | $54.9296 | Disposed | 47234 | Direct |
| 2011-03-01 | Common Stock, $1.60 par value | S | 3033 | $54.9426 | Disposed | 44201 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees.
F3: This transaction was executed in multiple trades at prices between $54.92 and $54.95. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices between $54.94 and $54.95. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 28, 2011 the reporting person held 1,622 shares of Newmont Mining common stock in his 401(k) Plan.