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NEWMONT Corp /DE/ — Director's Dealing 2011
Sep 22, 2011
29882_dirs_2011-09-22_eb650c0c-ef03-4a7e-8733-bab8205ddb93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-09-21
Reporting Person: SANTA CRUZ CARLOS (SVP, South American Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-21 | Common Stock, $1.60 par value | M | 5000 | $49.725 | Acquired | 49645 | Direct |
| 2011-09-21 | Common Stock, $1.60 par value | S | 5000 | $69.0129 | Disposed | 44645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-21 | Stock Option (right to buy) | $49.725 | M | 5000 | Disposed | 2013-12-02 | Common Stock (5000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices between $68.55 and $69.59. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: The option vested in three equal annual installments beginning December 2, 2004.
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