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NEWMONT Corp /DE/ — Director's Dealing 2011
Sep 13, 2011
29882_dirs_2011-09-13_4851c6d5-e9e5-4923-b9a1-74407441b4b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-09-13
Reporting Person: OBRIEN RICHARD T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-13 | Common Stock, $1.60 par value | M | 40000 | $42.06 | Acquired | 290187 | Direct |
| 2011-09-13 | Common Stock, $1.60 par value | S | 40000 | $63.2158 | Disposed | 250187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-13 | Employee Stock Option (right to buy) | $42.06 | M | 40000 | Acquired | 2017-04-30 | Common Stock (40000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices between $63.00 and $63.85. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: As of August 31, 2011, the reporting person held 1,482 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: The option vested in three equal annual installments beginning April 30, 2008.