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NEWMONT Corp /DE/ — Director's Dealing 2011
Sep 8, 2011
29882_dirs_2011-09-08_da973d75-7b2d-4535-a516-df8656372575.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-09-06
Reporting Person: KERR THOMAS R. (SVP, North American Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-06 | Common Stock, $1.60 par value | M | 2250 | $49.725 | Acquired | 16067 | Direct |
| 2011-09-06 | Common Stock, $1.60 par value | S | 2250 | $64.2651 | Disposed | 13817 | Direct |
| 2011-09-06 | Common Stock, $1.60 par value | M | 2250 | $45.74 | Acquired | 16067 | Direct |
| 2011-09-06 | Common Stock, $1.60 par value | S | 2250 | $64.2932 | Disposed | 13817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-06 | Employee Stock Option (right to buy) | $49.725 | M | 2250 | Disposed | 2013-12-02 | Common Stock (2250) | Direct |
| 2011-09-06 | Employee Stock Option (right to buy) | $45.74 | M | 2250 | Disposed | 2014-12-07 | Common Stock (2250) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices between $64.25 and $64.295. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices between $64.25 and $64.315. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: As of August 31, 2011, the reporting person held 3,585 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F4: The options became exercisable in three equal annual installments beginning December 2, 2004.
F5: The options became exercisable in three equal annual installments beginning December 7, 2005.