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NEWMONT Corp /DE/ — Director's Dealing 2011
Sep 12, 2011
29882_dirs_2011-09-12_22632ad6-1420-4fb5-ac18-17f6510d0ae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-09-08
Reporting Person: Lansdown Guy L P (EVP, Discovery and Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-08 | Common Stock, $1.60 par value | M | 12500 | $57.71 | Acquired | 61881 | Direct |
| 2011-09-08 | Common Stock, $1.60 par value | S | 12500 | $66.0006 | Disposed | 49381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | Employee Stock Option (right to buy) | $57.71 | M | 12500 | Acquired | 2016-04-26 | Common Stock (12500) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices between $66.00 and $66.01. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: As of August 31, 2011, the reporting person held 963 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: Options became exercisable in three annual installments beginning April 26, 2007.