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NEWMONT Corp /DE/ — Director's Dealing 2011
Apr 8, 2011
29882_dirs_2011-04-08_cae84691-5d30-4cc3-9f54-302521a2b2f0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2011-04-01
Reporting Person: Schummer David (SVP, African Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 6643 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.49 | 2018-04-28 | Common Stock (1734) | Direct | |
| Stock Option (right to buy) | $39.95 | 2019-05-04 | Common Stock (4560) | Direct | |
| Stock Option (right to buy) | $55.675 | 2020-04-29 | Common Stock (5578) | Direct |
Footnotes
F1: Includes 6,013 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units vest in three equal annual installments beginning the first anniversary of the date of grant. The restricted stock units held by the Reporting Person will vest as follows: 218 units on April 28, 2011; 299 units on each of May 4, 2011 and 2012; 121 units on February 23, 2012; 806 units on each of March 1, 2012 and 2013; and 1,154 units on February 28, 2012 and 1,155 units on each of February 28, 2013 and 2014.
F2: Excludes shares held in 401(k) Plan. As of March 31, 2011 the reporting person held 2,896 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
F3: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installment will vest April 28, 2011.
F4: The stock options vest in three equal annual installments beginning the first anniversary of the grant date and the remaining installments will vest May 4, 2011 and May 4, 2012.
F5: The stock options vest in three equal annual installments beginning the first anniversary of the grant date on April 29, 2011, April 29, 2012 and April 29, 2013.