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New Mountain Finance Corp — Director's Dealing 2013
Nov 21, 2013
32204_dirs_2013-11-21_9089be72-420f-4aa4-89fb-745c2c5fb3b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: New Mountain Finance Corp (NMFC)
CIK: 0001496099
Period of Report: 2013-11-19
Reporting Person: Wolfgruber Kurt (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Common Stock | P | 2500 | $14.474 | Acquired | 20535 | Direct |
| 2013-11-20 | Common Stock | P | 2500 | $14.40 | Acquired | 23035 | Direct |
| 2013-11-19 | Common Stock | P | 800 | $14.456 | Acquired | 800 | Indirect |
| 2013-11-20 | Common Stock | P | 700 | $14.425 | Acquired | 1500 | Indirect |
| 2013-11-19 | Common Stock | P | 800 | $14.466 | Acquired | 800 | Indirect |
| 2013-11-20 | Common Stock | P | 700 | $14.428 | Acquired | 1500 | Indirect |
| 2013-11-19 | Common Stock | P | 800 | $14.46 | Acquired | 800 | Indirect |
| 2013-11-20 | Common Stock | P | 700 | $14.43 | Acquired | 1500 | Indirect |
| 2013-11-19 | Common Stock | P | 1000 | $14.456 | Acquired | 1000 | Indirect |
| 2013-11-20 | Common Stock | P | 1000 | $14.385 | Acquired | 2000 | Indirect |
Footnotes
F1: The price reported is the average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
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