NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2020

Feb 10, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2019-12-31

Reporting Person: HOROWITZ COREY M (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-29	Common Stock, par value $.01 per share	G	18000	—	Disposed	3592369	Direct
2019-11-29	Common Stock, par value $.01 per share	G	18000	—	Disposed	3574369	Direct
2019-11-27	Common Stock, par value $.01 per share	G	25000	—	Disposed	3549369	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01 per share	2813383	Indirect

Footnotes

F1: Represents a gift of 18,000 shares of common stock to Donna Slavitt, the wife of Mr. Horowitz.

F2: Represents a gift (charitable contribution) of 25,000 shares of common stock to a donor advisor fund.

F3: Includes shares of common stock owned indirectly by Mr. Horowitz, and directly as follows: (i) 2,157,097 shares of common stock held by CMH Capital Management Corp., an entity solely owned by Mr. Horowitz, (ii) 134,275 shares of common stock owned by the CMH Capital Management Corp. Profit Sharing Plan, of which Mr. Horowitz is the trustee, (iii) 67,470 shares of common stock owned by Donna Slavitt, the wife of Mr. Horowitz, and (v) 2,291 shares of common stock held by Horowitz Partners, a general partnership of which Mr. Horowitz is a partner.

F4: Includes shares of common stock owned indirectly by Mr. Horowitz, and directly as follows: (i) 2,157,097 shares of common stock held by CMH Capital Management Corp., an entity solely owned by Mr. Horowitz, (ii) 134,275 shares of common stock owned by the CMH Capital Management Corp. Profit Sharing Plan, of which Mr. Horowitz is the trustee, (iii) 67,470 shares of common stock owned by Donna Slavitt, the wife of Mr. Horowitz, (iv) an aggregate of 452,250 shares of common stock held by two trusts and a custodian account for the benefit of Mr. Horowitz's three children and (v) 2,291 shares of common stock held by Horowitz Partners, a general partnership of which Mr. Horowitz is a partner.