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NETWORK-1 TECHNOLOGIES, INC. Director's Dealing 2020

Dec 1, 2020

34749_dirs_2020-12-01_31a05a03-3f2c-4810-b2b8-4a268d2e5ddc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2020-11-27

Reporting Person: KAHN DAVID C (Director, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-27 Common Stock, $.01 par value per share A 20000 Acquired 114160 Direct
2020-11-27 Common Stock, $.01 par value per share F 5988 $2.91 Disposed 108172 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-27 Restricted Stock Units $ M 20000 Acquired Common Stock (20000) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: 5,988 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes.

F3: 20,000 restricted stock units vested on November 27, 2020.