NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2019

Feb 4, 2019

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2018-12-31

Reporting Person: HOROWITZ COREY M (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-28	Common Stock, par value $.01 per share	G	20000	—	Disposed	3307071	Direct
2018-12-21	Common Stock, par value $.01 per share	G	16500	—	Disposed	3290571	Direct
2018-12-24	Common Stock, par value $.01 per share	G	16500	—	Disposed	3274071	Direct
2018-12-31	Common Stock, par value $.01 per share	G	60000	—	Disposed	3214071	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01 per share	2777383	Indirect

Footnotes

F1: Represents a gift (charitable contribution) of 20,000 shares of common stock to a donor advisor fund which was not previously reported on Form 5.

F2: Represents a gift of 16,500 shares of common stock to Donna Slavitt, the wife of Mr. Horowitz.

F3: Represents a gift of an aggregate of 16,500 shares of common stock (5,500 shares each) to two trusts and a custodian account for the benefit of Mr. Horowitz's three children.

F4: Represents a gift (charitable contribution) of 60,000 shares of common stock to a donor advisor fund.

F5: Includes shares of common stock owned indirectly by Mr. Horowitz, and directly as follows: (i) 2,157,097 shares owned by CMH Capital Management Corp., an entity solely owned by Mr. Horowitz; (ii) 67,470 shares owned by Donna Slavitt, the wife of Mr. Horowitz, (iii) an aggregate of 416,250 shares held by two trusts and a custodian account for the benefit of Mr. Horowitz's three children; (iv) 2,291 shares of common stock held by Horowitz Partners, a general partnership of which Mr. Horowitz is a partner; and (v) 134,275 shares of common stock owned by CMH Capital Management Corp. Profit Sharing Plan, an entity of which Mr. Horowitz, as trustee, has sole voting and investment power with respect to the shares.