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NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2019
Feb 15, 2019
34749_dirs_2019-02-15_d3837d2c-d320-440f-bf57-4b115db9b3c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2019-02-13
Reporting Person: PEARLMAN EMANUEL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-13 | Common Stock, $.01 par value per share | M | 35000 | $1.65 | Acquired | 114840 | Direct |
| 2019-02-13 | Common Stock, $.01 par value per share | F | 23100 | $2.50 | Disposed | 91740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-13 | Option to purchase common stock (right to buy) | $1.65 | M | 35000 | Disposed | 2019-04-09 | Common Stock (35000) | Direct |
Footnotes
F1: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Mr. Pearlman of 11,900.
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