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NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2018
Jan 12, 2018
34749_dirs_2018-01-12_0ab86343-d155-4a86-908a-908d4735ee9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2018-01-11
Reporting Person: PEARLMAN EMANUEL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-11 | Common Stock, $.01 par value per share | M | 25000 | $1.19 | Acquired | 76283 | Direct |
| 2018-01-11 | Common Stock, $.01 par value per share | F | 11443 | $2.60 | Disposed | 64840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-11 | Option to purchase common stock (right to buy) | $1.19 | M | 25000 | Disposed | 2018-01-24 | Common Stock (25000) | Direct |
Footnotes
F1: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 25,000 shares resulting in net shares issued to Mr. Pearlman of 13,557.
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