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NETWORK-1 TECHNOLOGIES, INC. — Director's Dealing 2018
Jun 19, 2018
34749_dirs_2018-06-19_3e87f686-2760-490f-9678-5170975f4ba2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETWORK 1 TECHNOLOGIES INC (NTIP-NYSE)
CIK: 0001065078
Period of Report: 2018-06-17
Reporting Person: HARIZMAN NIV (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-17 | Common Stock, $.01 par value per share | M | 300000 | $1.88 | Acquired | 398985 | Direct |
| 2018-06-17 | Common Stock, $.01 par value per share | F | 181936 | $3.10 | Disposed | 217049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-17 | Option to purchase common stock (right to buy) | $1.88 | M | 300000 | Disposed | 2018-06-19 | Common Stock (300000) | Direct |
Footnotes
F1: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 300,000 shares resulting in net shares issued to Mr. Harizman of 118,064.
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