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Netlist, Inc. — Director's Dealing 2023
Jan 18, 2023
17733_dirs_2023-01-18_8ff04180-14c7-440e-b3f8-7a43ecb44840.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2023-01-13
Reporting Person: SASAKI GAIL M (Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-13 | Common Stock | S | 2460 | $1.62 | Disposed | 485159 | Direct |
| 2023-01-13 | Common Stock | S | 1950 | $1.65 | Disposed | 483209 | Direct |
| 2023-01-13 | Common Stock | S | 100 | $1.66 | Disposed | 483109 | Direct |
| 2023-01-13 | Common Stock | S | 615 | $1.68 | Disposed | 482494 | Direct |
Footnotes
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.