Netlist, Inc. - Director's Dealing 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2021-07-02

Reporting Person: SASAKI GAIL M (Vice President and CFO)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-02	Common Stock	S	50000	$4.20	Disposed	474545	Direct
2021-07-06	Common Stock	M	75000	$0.70	Acquired	549545	Direct
2021-07-06	Common Stock	S	75000	$5.25	Disposed	474545	Direct
2021-07-06	Common Stock	M	15000	$0.711	Acquired	489545	Direct
2021-07-06	Common Stock	S	15000	$5.25	Disposed	474545	Direct
2021-07-06	Common Stock	M	60000	$0.710	Acquired	534545	Direct
2021-07-06	Common Stock	S	60000	$5.25	Disposed	474545	Direct
2021-07-06	Common Stock	M	75000	$0.842	Acquired	549545	Direct
2021-07-06	Common Stock	S	75000	$5.40	Disposed	474545	Direct

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-06	Employee Stock Option (right to buy)	$0.70	M	75000	Acquired	2026-01-18	Common Stock (75000)	Direct
2021-07-06	Employee Stock Option (right to buy)	$0.711	M	15000	Acquired	2023-02-11	Common Stock (15000)	Direct
2021-07-06	Employee Stock Option (right to buy)	$0.710	M	60000	Acquired	2023-02-11	Common Stock (60000)	Direct
2021-07-06	Employee Stock Option (right to buy)	$0.842	M	75000	Acquired	2025-01-06	Common Stock (75000)	Direct

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2: This option vested in 16 equal quarterly installments from April 18, 2016 to January 18, 2020.

F3: This option vested in 16 equal installments from May 11, 2013 to February 11, 2017.

F4: This option vested in 16 equal installments from May 11, 2013 to February 11, 2017.

F5: This option vested in 16 equal installments from April 6, 2015 to January 6, 2019