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Netlist, Inc. — Director's Dealing 2020
Jun 18, 2020
17733_dirs_2020-06-18_56e53aa8-340a-4d7f-b2fa-c4145319dcef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2020-06-16
Reporting Person: Hong Chun K (Director, President, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-16 | Common Stock | S | 1000000 | $0.6741 | Disposed | 7658208 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1047848 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 Plan. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.