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Netlist, Inc. — Director's Dealing 2018
Dec 13, 2018
17733_dirs_2018-12-13_5ec92079-3ea1-4724-852c-049826cc460c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2018-12-11
Reporting Person: Hong Chun K (Director, President, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-11 | Common Stock | S | 300000 | $0.4039 | Disposed | 9858208 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 385568 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.