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Netlist, Inc. Director's Dealing 2016

Aug 15, 2016

17733_dirs_2016-08-15_64ee6d5e-775d-450b-bfaf-ed51353ddfcc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2016-08-11

Reporting Person: Hong Chun K (Director, President, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-11 Common Stock S 66954 $1.67 Disposed 5085849 Indirect
2016-08-15 Common Stock S 133046 $1.67 Disposed 4952803 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 85568 Direct

Footnotes

F1: Sale of stock in a private transaction to an accredited investor and is subject to the registration requirements of the Securities Act of 1933.