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Netlist, Inc. — Director's Dealing 2016
Aug 15, 2016
17733_dirs_2016-08-15_64ee6d5e-775d-450b-bfaf-ed51353ddfcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2016-08-11
Reporting Person: Hong Chun K (Director, President, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Stock | S | 66954 | $1.67 | Disposed | 5085849 | Indirect |
| 2016-08-15 | Common Stock | S | 133046 | $1.67 | Disposed | 4952803 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85568 | Direct |
Footnotes
F1: Sale of stock in a private transaction to an accredited investor and is subject to the registration requirements of the Securities Act of 1933.