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NetApp, Inc. Director's Dealing 2023

May 17, 2023

30233_dirs_2023-05-17_a0bd2112-386b-4075-a99d-de8ba80633db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2023-05-15

Reporting Person: Kurian George (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-15 Common shares M 13759 $0.00 Acquired 154179 Direct
2023-05-15 Common Shares F 4865 $64.75 Disposed 149314 Direct
2023-05-15 Common Shares S 2250 $64.50 Disposed 147064 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-15 Restricted Stock Unit $0.00 M 2257 Disposed 2028-07-01 Common Stock (2257) Direct
2023-05-15 Restricted Stock Unit $0.00 M 11502 Disposed 2029-07-01 Common Stock (11502) Direct

Footnotes

F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

F2: Restricted Stock Units convert into common stock on a one-for-one basis.

F3: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4: On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.