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NetApp, Inc. Director's Dealing 2023

Jun 5, 2023

30233_dirs_2023-06-05_a59224cb-697f-4b06-8b52-bfd90e65f60d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2023-06-01

Reporting Person: Kurian George (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-01 Common shares M 23125 $0.00 Acquired 299016 Direct
2023-06-01 Common Shares F 11466 $71.96 Disposed 287550 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-01 Restricted Stock Unit $0.00 M 9250 Disposed 2026-06-02 Common Stock (9250) Direct
2023-06-01 Restricted Stock Unit $0.00 M 13875 Disposed 2027-06-30 Common Stock (13875) Direct

Footnotes

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

F3: On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.