NetApp, Inc. — Director's Dealing 2023

Aug 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2023-08-15

Reporting Person: CERNUDA CESAR (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-15	Common shares	M	4194	$0.00	Acquired	127629	Direct
2023-08-15	Common Shares	F	1970	$76.29	Disposed	125659	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-15	Restricted Stock Unit	$0.00	M	2231	Disposed	2028-07-01	Common Stock (2231)	Direct
2023-08-15	Restricted Stock Unit	$0.00	M	1963	Disposed	2029-07-01	Common Stock (1963)	Direct

Footnotes

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.