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NetApp, Inc. Director's Dealing 2020

May 19, 2020

30233_dirs_2020-05-19_a32a39e4-991d-4861-a19f-0a0e0c19fcdd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-11-29

Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-29 Common Stock J 69 $50.0735 Acquired 76271 Direct
2020-05-16 Common Stock M 16032 $0.0 Acquired 92303 Direct
2020-05-16 Common Stock F 5543 $42.38 Disposed 86760 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-16 Restricted Stock Unit $0.0 M 16032 Disposed 2023-05-16 Common Stock (16032) Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019.

F2: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.