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NetApp, Inc. — Director's Dealing 2020
May 19, 2020
30233_dirs_2020-05-19_a32a39e4-991d-4861-a19f-0a0e0c19fcdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-11-29
Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-29 | Common Stock | J | 69 | $50.0735 | Acquired | 76271 | Direct |
| 2020-05-16 | Common Stock | M | 16032 | $0.0 | Acquired | 92303 | Direct |
| 2020-05-16 | Common Stock | F | 5543 | $42.38 | Disposed | 86760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-16 | Restricted Stock Unit | $0.0 | M | 16032 | Disposed | 2023-05-16 | Common Stock (16032) | Direct |
Footnotes
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019.
F2: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.
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