NetApp, Inc. — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-05-29

Reporting Person: ALLEN SCOTT R. (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	J	424	$37.859	Acquired	424	Direct
2020-06-01	Common Stock	M	1500	$0.0	Acquired	1924	Direct
2020-06-01	Common Stock	F	516	$42.67	Disposed	1408	Direct
2020-06-01	Common Stock	M	1150	$0.0	Acquired	2558	Direct
2020-06-01	Common Stock	F	397	$42.67	Disposed	2161	Direct
2020-06-01	Common Stock	M	1125	$0.0	Acquired	3286	Direct
2020-06-01	Common Stock	F	389	$42.67	Disposed	2897	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-01	Restricted Stock Unit	$0.0	M	1500	Disposed	2024-08-01	Common Stock (1500)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	1150	Disposed	2025-06-01	Common Stock (1150)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	1125	Disposed	2026-06-01	Common Stock (1125)	Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On June 1, 2017, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F4: On June 1, 2018, the reporting person was granted 4,600 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F5: On June 3, 2019, the reporting person was granted 4,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.