NetApp, Inc. — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-06-01

Reporting Person: Kurian George (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-01	Common Stock	A	102540	$0.0	Acquired	309341	Direct
2020-06-01	Common Stock	F	50839	$42.67	Disposed	258502	Direct
2020-06-01	Common Stock	M	14575	$0.0	Acquired	273077	Direct
2020-06-01	Common Stock	F	5040	$42.67	Disposed	268037	Direct
2020-06-01	Common Stock	M	14250	$0.0	Acquired	282287	Direct
2020-06-01	Common Stock	F	5736	$42.67	Disposed	276551	Direct
2020-06-01	Common Stock	M	8500	$0.0	Acquired	285051	Direct
2020-06-01	Common Stock	F	4214	$42.67	Disposed	280837	Direct
2020-06-01	Common Stock	M	9250	$0.0	Acquired	290087	Direct
2020-06-01	Common Stock	F	4586	$42.67	Disposed	285501	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-01	Restricted Stock Unit	$0.0	M	14575	Disposed	2023-06-01	Common Stock (14575)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	14250	Disposed	2024-06-01	Common Stock (14250)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	8500	Disposed	2025-06-04	Common Stock (8500)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	9250	Disposed	2026-06-03	Common Stock (9250)	Direct

Footnotes

F1: Represents the settlement of performance share unites originally granted on June 1, 2017.

F2: Performance stock units convert into stock on a one-for-one basis.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F5: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F6: On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F7: On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.