NetApp, Inc. — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-05-29

Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	J	413	$37.859	Acquired	87203	Direct
2020-06-01	Common Stock	A	33000	$0.0	Acquired	120203	Direct
2020-06-01	Common Stock	F	16361	$42.67	Disposed	103842	Direct
2020-06-01	Common Stock	M	8077	$0.0	Acquired	111919	Direct
2020-06-01	Common Stock	F	2877	$42.67	Disposed	109042	Direct
2020-06-01	Common Stock	M	9000	$0.0	Acquired	118042	Direct
2020-06-01	Common Stock	F	4462	$42.67	Disposed	113580	Direct
2020-06-01	Common Stock	M	5625	$0.0	Acquired	119205	Direct
2020-06-01	Common Stock	F	2788	$42.67	Disposed	116417	Direct
2020-06-01	Common Stock	M	5375	$0.0	Acquired	121792	Direct
2020-06-01	Common Stock	F	2664	$42.67	Disposed	119128	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-01	Restricted Stock Unit	$0.0	M	8077	Disposed	2023-06-01	Common Stock (8077)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	9000	Disposed	2024-06-01	Common Stock (9000)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	5625	Disposed	2025-06-04	Common Stock (5625)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	5375	Disposed	2026-06-03	Common Stock (5375)	Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F6: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F7: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.