NetApp, Inc. — Director's Dealing 2020

Sep 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-09-15

Reporting Person: ALLEN SCOTT R. (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-15	Common Stock	M	4250	$0.0	Acquired	7147	Direct
2020-09-15	Common Stock	F	1279	$45.38	Disposed	5868	Direct
2020-09-15	Common Stock	M	1210	$0.0	Acquired	7078	Direct
2020-09-15	Common Stock	F	364	$45.38	Disposed	6714	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-15	Restricted Stock Unit	$0.0	M	4250	Disposed	2023-06-01	Common Stock (4250)	Direct
2020-09-15	Restricted Stock Unit	$0.0	M	1210	Disposed		Common Stock (1210)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date.

F3: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date.