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NetApp, Inc. Director's Dealing 2019

Feb 21, 2019

30233_dirs_2019-02-21_8e5fa4f8-74e2-4f02-b42e-c856572838e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-11-30

Reporting Person: REICH JOEL D (Exec VP, Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-30 Common Stock J 141 $56.8395 Acquired 744 Direct
2019-02-19 Common Stock M 20000 $41.42 Acquired 20744 Direct
2019-02-19 Common Stock S 20000 $64.0397 Disposed 744 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-19 Non-Qualified Stock Option (right to buy) $41.42 M 20000 Disposed 2020-11-14 Common Stock (20000) Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $$64.01 to $64.0615. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.