NetApp, Inc. — Director's Dealing 2019

Jun 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-05-31

Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock	J	357	$50.32	Acquired	76722	Direct
2019-06-01	Common Stock	M	4850	$0.0	Acquired	81572	Direct
2019-06-01	Common Stock	F	2404	$59.2	Disposed	79168	Direct
2019-06-01	Common Stock	M	2850	$0.0	Acquired	82018	Direct
2019-06-01	Common Stock	F	1413	$59.2	Disposed	80605	Direct
2019-06-01	Common Stock	M	6500	$0.0	Acquired	87105	Direct
2019-06-01	Common Stock	F	3222	$59.2	Disposed	83883	Direct
2019-06-01	Common Stock	M	5000	$0.0	Acquired	88883	Direct
2019-06-01	Common Stock	F	2479	$59.2	Disposed	86404	Direct
2019-06-01	Common Stock	M	3000	$0.0	Acquired	89404	Direct
2019-06-01	Common Stock	F	1487	$59.2	Disposed	87917	Direct
2019-06-03	Common Stock	S	11195	$58.7633	Disposed	76722	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-01	Restricted Stock Unit	$0.0	M	4850	Disposed	2022-06-23	Common Stock (4850)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	2850	Disposed	2022-06-23	Common Stock (2850)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	6500	Disposed	2023-06-01	Common Stock (6500)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	5000	Disposed	2024-06-01	Common Stock (5000)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	3000	Disposed	2025-06-01	Common Stock (3000)	Direct
2019-06-03	Restricted Stock Unit	$0.0	A	11500	Acquired	2026-06-03	Common Stock (11500)	Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.

F2: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.42 to $59.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

F6: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

F7: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F8: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F9: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F10: On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.