NetApp, Inc. — Director's Dealing 2019

Jun 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-05-31

Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock	J	300	$50.32	Acquired	122806	Direct
2019-06-01	Common Stock	M	8077	$0.0	Acquired	130883	Direct
2019-06-01	Common Stock	F	4004	$59.2	Disposed	126879	Direct
2019-06-01	Common Stock	M	9000	$0.0	Acquired	135879	Direct
2019-06-01	Common Stock	F	4462	$59.2	Disposed	131417	Direct
2019-06-01	Common Stock	M	5625	$0.0	Acquired	137042	Direct
2019-06-01	Common Stock	F	2788	$59.2	Disposed	134254	Direct
2019-06-03	Common Stock	S	58052	$58.4895	Disposed	76202	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-01	Restricted Stock Unit	$0.0	M	8077	Disposed	2023-06-01	Common Stock (8077)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	9000	Disposed	2024-06-01	Common Stock (9000)	Direct
2019-06-01	Restricted Stock Unit	$0.0	M	5625	Disposed	2025-06-04	Common Stock (5625)	Direct
2019-06-03	Restricted Stock Unit	$0.0	A	21500	Acquired	2026-06-03	Common Stock (21500)	Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.40 to $58.605. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F5: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F6: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F7: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.