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NetApp, Inc. — Director's Dealing 2019
Jun 4, 2019
30233_dirs_2019-06-04_ffa3ebed-8482-4d73-b213-d80016da9cea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-05-31
Reporting Person: REICH JOEL D (Exec VP, Product Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-31 | Common Stock | J | 358 | $50.32 | Acquired | 55361 | Direct |
| 2019-06-01 | Common Stock | M | 2850 | $0.0 | Acquired | 58211 | Direct |
| 2019-06-01 | Common Stock | F | 1292 | $59.2 | Disposed | 56919 | Direct |
| 2019-06-01 | Common Stock | M | 3425 | $0.0 | Acquired | 60344 | Direct |
| 2019-06-01 | Common Stock | F | 1552 | $59.2 | Disposed | 58792 | Direct |
| 2019-06-01 | Common Stock | M | 9000 | $0.0 | Acquired | 67792 | Direct |
| 2019-06-01 | Common Stock | F | 4080 | $59.2 | Disposed | 63712 | Direct |
| 2019-06-01 | Common Stock | M | 7250 | $0.0 | Acquired | 70962 | Direct |
| 2019-06-01 | Common Stock | F | 3287 | $59.2 | Disposed | 67675 | Direct |
| 2019-06-01 | Common Stock | M | 4000 | $0.0 | Acquired | 71675 | Direct |
| 2019-06-01 | Common Stock | F | 1813 | $59.2 | Disposed | 69862 | Direct |
| 2019-06-04 | Common Stock | S | 30000 | $60.5914 | Disposed | 39862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 2850 | Disposed | 2022-06-22 | Common Stock (2850) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 3425 | Disposed | 2022-06-23 | Common Stock (3425) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 9000 | Disposed | 2023-06-01 | Common Stock (9000) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 7250 | Disposed | 2024-06-01 | Common Stock (7250) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 4000 | Disposed | 2025-06-04 | Common Stock (4000) | Direct |
Footnotes
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.56 to $60.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
F5: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
F6: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F7: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F8: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.