AI assistant
NetApp, Inc. — Director's Dealing 2019
Jun 4, 2019
30233_dirs_2019-06-04_a16e6e92-1628-4d72-b6e8-5fcf95c9cc22.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-05-31
Reporting Person: RICHARD HENRI P (EVP, Go To Market)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-31 | Common Stock | J | 357 | $50.32 | Acquired | 133333 | Direct |
| 2019-06-01 | Common Stock | M | 15157 | $0.0 | Acquired | 148490 | Direct |
| 2019-06-01 | Common Stock | F | 7514 | $59.2 | Disposed | 140976 | Direct |
| 2019-06-01 | Common Stock | M | 9500 | $0.0 | Acquired | 150476 | Direct |
| 2019-06-01 | Common Stock | F | 4710 | $59.2 | Disposed | 145766 | Direct |
| 2019-06-01 | Common Stock | M | 6125 | $0.0 | Acquired | 151891 | Direct |
| 2019-06-01 | Common Stock | F | 3036 | $59.2 | Disposed | 148855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 15157 | Disposed | 2023-06-01 | Common Stock (15157) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 9500 | Disposed | 2024-06-01 | Common Stock (9500) | Direct |
| 2019-06-01 | Restricted Stock Unit | $0.0 | M | 6125 | Disposed | 2025-06-04 | Common Stock (6125) | Direct |
| 2019-06-03 | Restricted Stock Unit | $0.0 | A | 21500 | Acquired | 2026-06-03 | Common Stock (21500) | Direct |
Footnotes
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
F2: Shares held in the account titled Henri Richard Gay Richard JT TEN
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F5: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F6: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F7: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.