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NetApp, Inc. Director's Dealing 2019

Aug 22, 2019

30233_dirs_2019-08-22_4835f98e-adda-4c4b-9345-3a2a9aa18c0e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-08-21

Reporting Person: HELD GERALD (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-21 Common Stock M 7000 $34.52 Acquired 14391 Direct
2019-08-21 Common Stock S 7000 $47.2324 Disposed 7391 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-21 Non-Qualified Stock Option (right to buy) $34.52 M 7000 Disposed 2019-08-30 Common Stock (7000) Direct

Footnotes

F1: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.