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NetApp, Inc. Director's Dealing 2019

Sep 13, 2019

30233_dirs_2019-09-13_812fbfc9-b7a6-48f4-8b43-ccfcc2925610.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-09-11

Reporting Person: NEVENS THOMAS MICHAEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-11 Common Stock M 2924 $0.0 Acquired 30044 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-11 Restricted Stock Unit $0.0 M 2924 Disposed Common Stock (2924) Direct
2019-09-12 Restricted Stock Unit $0.0 A 5766 Acquired Common Stock (5766) Direct

Footnotes

F1: Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F4: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.