NetApp, Inc. — Director's Dealing 2019

Sep 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2019-09-15

Reporting Person: ALLEN SCOTT R. (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-15	Common Stock	M	4250	$0.0	Acquired	4250	Direct
2019-09-15	Common Stock	F	1469	$56.57	Disposed	2781	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-15	Restricted Stock Unit	$0.0	M	4250	Disposed	2023-06-01	Common Stock (4250)	Direct
2019-09-16	Restricted Stock Unit	$0.0	A	4840	Acquired		Common Stock (4840)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date.

F3: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2019 and subject to continued service on each applicable vesting date.