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NetApp, Inc. — Director's Dealing 2018
Jan 4, 2018
30233_dirs_2018-01-04_5d50f530-417b-483d-ac5c-ea68682373a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-01-03
Reporting Person: Kurian George (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-03 | Common Stock | M | 7020 | $37.64 | Acquired | 31483 | Direct |
| 2018-01-03 | Common Stock | S | 7020 | $55.8268 | Disposed | 24463 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-03 | Non-Qualified Stock Option (right to buy) | $37.64 | M | 7020 | Disposed | 2020-06-02 | Common Stock (7020) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.50 to $56.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.