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NetApp, Inc. — Director's Dealing 2018
Mar 6, 2018
30233_dirs_2018-03-06_54b9c115-17de-4b15-8b4d-24211b2bafbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-03-02
Reporting Person: REICH JOEL D (Exec VP, Product Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-02 | Common Stock | M | 5000 | $53.22 | Acquired | 5000 | Direct |
| 2018-03-02 | Common Stock | M | 3391 | $37.64 | Acquired | 8391 | Direct |
| 2018-03-02 | Common Stock | M | 3250 | $36.59 | Acquired | 11641 | Direct |
| 2018-03-02 | Common Stock | S | 11641 | $60.0184 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-02 | Non-Qualified Stock Option (right to buy) | $36.59 | M | 3250 | Disposed | 2021-06-02 | Common Stock (3250) | Direct |
| 2018-03-02 | Non-Qualified Stock Option (right to buy) | $37.64 | M | 3391 | Disposed | 2020-06-02 | Common Stock (3391) | Direct |
| 2018-03-02 | Non-Qualified Stock Option (right to buy) | $53.22 | M | 5000 | Disposed | 2018-05-31 | Common Stock (5000) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
F3: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
F4: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.