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NetApp, Inc. Director's Dealing 2018

Apr 9, 2018

30233_dirs_2018-04-09_c486d16f-7ab0-4aa4-be8a-b68c43624b8e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-04-05

Reporting Person: Kurian George (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-05 Common Stock M 7020 $37.64 Acquired 27657 Direct
2018-04-05 Common Stock S 7020 $61.9497 Disposed 20637 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-05 Non-Qualified Stock Option (right to buy) $37.64 M 7020 Disposed 2020-06-02 Common Stock (7020) Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.56 to $62.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.