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NetApp, Inc. — Director's Dealing 2018
Apr 9, 2018
30233_dirs_2018-04-09_c486d16f-7ab0-4aa4-be8a-b68c43624b8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-04-05
Reporting Person: Kurian George (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-05 | Common Stock | M | 7020 | $37.64 | Acquired | 27657 | Direct |
| 2018-04-05 | Common Stock | S | 7020 | $61.9497 | Disposed | 20637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-05 | Non-Qualified Stock Option (right to buy) | $37.64 | M | 7020 | Disposed | 2020-06-02 | Common Stock (7020) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.56 to $62.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.